Data in multiple systems
Collecting data from multiple disparate systems is a challenge. This incompatible data must be assembled to verify single transactions for auditors.
Compliance with evolving regulations
It is costly to keep legacy technology compliant with new regulations and risky not to store required records appropriately to prepare an aggregated data view for audits.
Maintaining legacy systems
It is expensive to maintain legacy books and records systems. Allocating scarce resources to this work takes time away from other research and development.
Time-consuming advisor onboarding
For many home offices, it can be time consuming to manually update and maintain advisor profile information, including licenses and contact information.
Mailings
It is expensive and slow to generate paper statements.
Integrating with your technology stack
Integrating your technology stack with books and records takes scarce resources, and yet there are high costs for not doing it or not doing it properly.
Compliant data storage
Our solution provides data storage, mailing, reporting, and approvals needed to stay in compliance with regulatory requirements and simplify discovery for audits. Our WORM-compliant solution is continually updated to meet the most up-to-date regulatory standards for retention, management, and availability of data.
Single source of truth
It is powered by our proprietary Unified Data Fabric® (UDF) to aggregate, cleanse, reconcile, and enrich data from any source, combining it into a single format and eliminating the need for multiple disparate systems. This creates a single source of truth to provide accuracy, consistency, and validity among your data.